Sunday, May 3, 2015

The Social Contract and Coersion

The political and social philosophers whose ideas helped form the modern concept of society and governance have long maintained that people consciously choose to live in society as part of an implicit bargain – a ‘social contract’.  Hobbes characterized life in nature as ‘mean, nasty, brutish, and short’, and said people live together, and submit to authority as a form of collective protection from the dangers of an existence in nature.  Rousseau had a more positive view of nature as a beneficial state, from which people are drawn – not out of fear, but by the promise of even greater benefits available within society. 

The implications of both of these perspectives is that participation in society—and the requisite constraints on individual behavior—are not coerced, but are negotiated; that society offers benefits not available beyond its bounds, which outweigh the restrictions one accepts as part of membership. 

But what happens when it doesn't?  What if members of society, or a subset of them, gain no benefit from their participation?  What if life for some is just as mean, nasty, brutish, and short within the pale as beyond?  What do we who enjoy the benefits of society and its institutions have the right to expect from those who don’t?  

In legal terms, a contract is only enforceable if there is ‘consideration’ for all parties – in other words, each party must gain some benefit in order to be bound by their obligations under the contract.  In that light, what are the implications for our Social Contract? 

For members of a multi-generational underclass, who spend their lives surrounded by images of an affluent society, but are aware that they will never experience it – what do they owe to the maintenance of social order?  If they have no visible chance of escape, nor realistic opportunity to improve their lot through socially-acceptable means—and if the fabric of the social safety net is so frayed that even maintaining their marginal existence is increasingly difficult—how should we expect them to behave? 

Is our only answer to increase enforcement actions?  In the absence of an attractive social contract, must we revert to coercion?  

In many advanced societies, consistent efforts are made to so enhance the quality of life that the mere threat of even brief separation from society is enough to dissuade citizens from behaviors that might lead to incarceration.  But what if safety and security within one’s environment are little better than within confinement?  If there is no carrot, do we have to resort to larger, more intimidating sticks?

Societal responses to violations of the social contract may range from warnings, to exile, fines, imprisonment, and in some societies even capital punishment.  But what if these sanctions are imposed arbitrarily, based on ethnicity, poverty, gender, or any factor other than adherence to societal norms?  If one’s behavior is not the determinant factor for the imposition of sanctions, what incentive remains for one to inhibit?  

Our society has largely abandoned the inner cities, and those who now inhabit them – as it abandoned their parents and their grandparents before them.  In place of the reward/punishment regime within which most of us exist, these people have only varying, randomly imposed degrees of punishment.  To evaluate their behavior by the standards we impose on ourselves as part of a mutually-beneficial contract, is naïve at best, if not prejudicial and cynical. 

Laws must be enforced.  The most frequent innocent victims of lawlessness within dispossessed communities are those who share the same conditions that spawn the lawlessness itself.  And pervasive crime exacerbates the feeling of abandonment   Protection from criminals is a primary function of society.  But the way in which that protection is afforded is absolutely critical.  It cannot be perceived as being imposed from outside.  And, as importantly, it cannot be perceived as enforcing a social order from which the governed do not benefit. 

It would be nice if there were a tidy, prescriptive way to wrap up this little screed.  There’s not.  The problem is complex, and of long standing.  It is much easier to share a perspective on a problem than to honestly claim to have an easy solution.   Problems incubated over decades in abandoned regions of our society are held up as straw men for oversimplified problem statements, and bumper-sticker solutions by politicians and demagogues of all stripes.  We must, as a society, find a way to extend the benefits of the social contract to all whom we expect to adhere to its precepts.  How we do that is an open (and increasingly urgent) question, but to expect adherence without consideration relies solely on coercion.  And in the long run, coercion—more and nastier prisons, with longer and longer sentences—is likely to end up being the most expensive option.